107UNSCR 1718 Guidance – Procedures for DelistingUNSCR 1718 Sanctions List Procedures for Delisting108UNSCR 1718 Guidance – Procedures for ListingUNSCR 1718 Sanctions List Procedures for Listing
| Issue no. | Date | Topic |
|---|---|---|
| 1 | October 2012 | Client Acceptance Procedures |
| 2 | November 2012 | Guidelines for Appointment of Auditors |
| 3 | January 2013 | Identification Procedures in Relation to Introduced Persons |
| 4 | February 2013 | Procedures for Change of Registered Agent & Restoration of Entities |
| 5 | March 2013 | Becoming a Certified Anti-Money Laundering Specialist |
| 6 | April 2013 | Developing a Risk Based Compliance Program |
| 7 | May 2013 | Detecting and Reporting Suspicious Activities |
| 8 | June 2013 | Politically Exposed Persons (PEPs) Risk |
| 9 | July 2013 | Governance, Risk, Management & Compliance (GRC) |
| 10 | August 2013 | How to Achieve Better Corporate Governance Vol.1 |
| 11 | September 2013 | Mutual Exchange of Information on Taxation Matters |
| 12 | October 2013 | Customer Due Diligence (CDD) |
| 13 | November 2013 | Customer Due Diligence (CDD) cont’d |
| 14 | December 2013 | The Year 2013 in Review |
| 15 | January 2014 | Transparency & Beneficial Ownership of Legal Persons |
| 16 | February 2014 | Training |
| 17 | March 2014 | Recap of 2014 Seminar / Plans for 30th Anniversary Celebrations / FATCA |
| 18 | April 2014 | Plans for 30th Anniversary Celebrations/Policy & Procedures Tips/ 1st Quarter Statistics |
| 19 | May 2014 | Developing an AML/CFT Compliance Programme |
| 20 | June 2014 | How to Become a Licensed Registered Agent for International Insurance |
| 21 | July 2014 | Designated Non-Financial Businesses and Professions (DNFBPs) |
| 22 | August 2014 | Confidentiality |
| 23 | September 2014 | High Risks Factors in AML/CFT / Reporting Requirements / Fees |
| 24 | October 2014 | Good Auditing Principles & Characteristics |
| 25 | November 2014 | Assessing Risks in Business Relationships |
| 26 | December 2014 | 2014 Year in Review |
| 27 | January 2015 | Reporting Requirements for Regulated Entities |
| 28 | February 2015 | 2015 AML/CFT Seminar &Training Workshop |
| 29 | March 2015 | Recap of 2015 Seminar & Minimum Guidelines for the Role & Appointment of Compliance/ Reporting Officers |
| 30 | April 2015 | Minimum Guidelines for the Role & Appointment of Compliance & Reporting Officers |
| 31 | May 2015 | Customer Identification Program |
| 32 | June 2015 | Verification Methods |
| 32A | July 2015 | The Global Forum on Transparency and Exchange of Information for Tax Purposes |
| 33 | August 2015 | AML/CFT Onsite Inspection Programme |
| 34 | September 2015 | AML/ CFT Onsite Inspection Programme – Part II |
| 35 | October 2015 | Preparing for the 4th Round of the CFATF Mutual Evaluation Process |
| 36 | November 2015 | Politically Exposed Persons & Enhanced Due Diligence |
| 37 | December 2015 | 2015 Year in Review |
| 38 | January 2016 | Automatic Exchange of Information |
| 39 | February 2016 | New Standard for Supervision of Trust and Corporate Service Providers |
| 40 | March 2016 | Recap of 2016 AML/CFT Workshop & RISK Based Supervisory Framework |
| 41 | April 2016 | AML/CFT Guidelines for Banks |
| 42 | May 2016 | Licensing & Ongoing Supervisory Framework for Insurance Companies |
| 43 | June 2016 | Licensing & Ongoing Supervisory Compliance Framework for Insurance Companies Part II – Compliance with FATF Recommendations |
| 44 | July 2016 | AML/CFT Guidelines for Money Services Businesses |
| 45 | August 2016 | AML/CFT Guidelines for Money Services Businesses |
| 46 | September 2016 | Financial Information Month 2016 |
| 47 | October 2016 | Effective AML/CFT Controls |
| 48 | November 2016 | How to undertake a Risk Assessment |
| 49 | December 2016 | 2016 Year In Review |
| 50 | January 2017 | Global Forum and CFATF Update (Part 1) |
| 51 | February 2017 | Global Forum and CFATF Update (Part 2) |
| 52 | March 2017 | Recap of 2017 AML/ CFT Awareness Seminar and Training Workshop |
| 53 | April 2017 | Beneficial Ownership |
| 54 | May 2017 | Fitness & Propriety |
| 55 | June 2017 | Guidelines for Independent Internal AML/CFT Audit |
| 56 | July 2017 | The Revised Ordinances: NBCO 2017 and NLLCO 2017 |
| 57 | August 2017 | Other Notable Changes (Part 1) – NBCO 2017 and NLLCO 2017 |
| 58 | September 2017 | Other Notable Changes (Part 2) – NBCO 2017 and NLLCO 2017 |
| 59 | October 2017 | Record-Keeping Procedures |
| 60 | November 2017 | Global Forum & CFATF Update |
| 61 | December 2017 | 2017 Year In Review |
| 62 | January 2018 | Legalisation by Apostille |
| 63 | February 2018 | Know Your Employees |
| 64 | March 2018 | 2018 AML/CFT Awareness Seminar & Training Workshop |
| 65 | April 2018 | Ongoing Monitoring |
| 66 | May 2018 | Virtual Currencies |
| 67 | June 2018 | Common Reporting Standard (CRS) |
| 68 | July 2018 | National Risk Assessment (NRA) |
| 69 | August 2018 | Correspondent Banking |
| 70 | September 2018 | Anti-Corruption and Bribery |
| 71 | October 2018 | Financial Information Month |
| 72 | November 2018 | Trade based money laundering |
| 73 | December 2018 | 2018 Year In Review |
| 74 | January 2019 | Regulation of Virtual Assets |
| 75 | February 2019 | 2019 AML/CFT Conference |
| 76 | March 2019 | Recap of 2019 AML/CFT Conference |
| 77 | April 2019 | BEPS and its impact on the Financial Services Industry |
| 78 | May 2019 | Non-Profit Organizations (NPOs) |
| 79 | June 2019 | Keys in Preparing an Effective Suspicious Transaction Report (STR) |
| 80 | July 2019 | Identifying Suspicious Transactions/Activities |
| 81 | August 2019 | The Mutual Evaluation |
| 82 | September 2019 | Financial Information Month (FIM) 2019 |
| 83 | October 2019 | Targeted Financial Sanctions – Terrorism and Terrorist Financing |
| 84 | November 2019 | Targeted Financial Sanctions – Terrorism and Terrorist Financing (Cont’d) |
| 85 | December 2019 | 2019 Year in Review |
| 86 | January 2020 | Legislative Updates |
| 87 | February 2020 | Information on the CFATF Mutual Evaluation & The National Risk Assessment |
| 88 | March 2020 | Coronavirus(Covid-19) and its Impact on AML/CFT Programmes |
| 89 | Second Quarter 2020 | AML/CFT On-Site Examinations (Areas of Improvement) |
| 90 | Third Quarter 2020 | Tax Evasion and Tax Fraud – Red Flags |
| 91 | Fourth Quarter 2020 | An Introduction to the Corporate Registry Integrated Search System (CRISS) |
| 92 | December 2020 | The Year In Review |
| 93 | First Quarter 2021 | Legislative Updates (Part II) |
| 94 | Second Quarter 2021 | AML/CFT Onsite Examinations (Areas of Improvement) Part II |
| 95 | Third Quarter 2021 | The Advantages of conducting an Enterprise-wide Risk Assessment |
| 96 | Fourth Quarter 2021 | 2021 Year In Review |
| 97 | First Quarter 2022 | The Nevis Trust and Corporate Service Providers (TCSPs) Updated Sectoral Risk Summary (Parts 1 and 2) |
| 98 | Second Quarter 2022 | AML/CFT/CPF Challenges, Trends & Threats |
| 99 | Third Quarter 2022 | Sectoral Risk Assessment on Legal Persons & Arrangements |
| 100 | Fourth Quarter 2022 | Year in Review |
| 101 | First Quarter 2023 | Sectoral Risk Assessment on The International Banking Sector |
| 102 | Second Quarter 2023 | Human Trafficking and Smuggling (Part 1) |
| 103 | Third Quarter 2023 | Human Trafficking and Smuggling (Part 2) |
| 104 | Fourth Quarter 2023 | Year in Review 2023. |
| 105 | First Quarter 2024 | Recent and Significant Changes Pertaining to Bearer Shares in Nevis |
| 106 | Second Quarter 2024 | Recent and Significant Changes Pertaining to Bearer Shares in Nevis |
| 107 | UNSCR 1718 Guidance (Delisting) | UNSCR 1718 Sanctions List Procedures for Delisting |
| 108 | UNSCR 1718 Guidance (Listing) | UNSCR 1718 Sanctions List Procedures for Listing |