Nevis Trading Group, LLC
The Financial Services Regulatory Commission, Nevis Branch has recently been made aware that an unlicenced broker dealer, the Nevis Trading Group, LLC may be involved in fraudulent activity
Read MoreApril 2015 Newsletter – Minimum Guidelines for the role & appointment of compliance & reporting officers
Each regulated entity is required to appoint a fit and proper individual approved by the Financial Services Regulatory Commission as its Compliance Officer (“CO”).
Read MoreMarch 2015 Newsletter – Recap of 2015 Seminar
On March 3 and 4, 2015, the Nevis Financial Services Department held its annual Seminar and Training Workshop at the Four Seasons Resort, Nevis under the theme, “De-risking your Institution by Improving the Culture of Compliance.”
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Nevis Financial Services Regulation and Supervision Department hosts its 10th Annual AML/CFT Awareness Seminar and Training Workshop
With the aim of improving the culture of compliance, the Nevis Financial Services Regulation and Supervision Department held its 2015 Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT) Awareness Seminar and Training Workshop on March 3 and 4, 2015 at the Four Seasons Resort Conference Room.
Read MoreFebruary 2015 Newsletter – 2015 AML/CFT Seminar & Training Workshop
The Nevis Financial Services Department will be hosting its annual AML/CFT Seminar and Training Workshop on March 3rd and 4th at the prestigious Four Seasons Resort, Nevis. This training is in alignment with the Department’s commitment to ensure that employees of regulated entities receive the necessary training in accordance with paragraphs 131 — 134 of the Financial Services (Implementation of Industry Standards) Regulations, 2011.
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